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NASDAQCODX
| Form | Description | Date | Format |
|---|
| UPLOAD | Correspondence from the SEC to the Filer | Jun 5, 2017 |  Open Correspondence from the SEC to the Filer in HTML. Open Correspondence from the SEC to the Filer in DOC file. Open Correspondence from the SEC to the Filer in PDF file. Open Correspondence from the SEC to the Filer in XLS file. |
| CORRESP | Correspondence from the Filer to the SEC | May 24, 2017 | Open Correspondence from the Filer to the SEC in HTML.Open Correspondence from the Filer to the SEC in DOC file.Open Correspondence from the Filer to the SEC in PDF file.Open Correspondence from the Filer to the SEC in XLS file. |
| S-1/A | Amended Registration statement for face-amount certificate companies | May 24, 2017 | Open Amended Registration statement for face-amount certificate companies in HTML.Open Amended Registration statement for face-amount certificate companies in DOC file.Open Amended Registration statement for face-amount certificate companies in PDF file.Open Amended Registration statement for face-amount certificate companies in XLS file. |
| UPLOAD | Correspondence from the SEC to the Filer | May 18, 2017 | Open Correspondence from the SEC to the Filer in HTML.Open Correspondence from the SEC to the Filer in DOC file.Open Correspondence from the SEC to the Filer in PDF file.Open Correspondence from the SEC to the Filer in XLS file. |
| S-1 | Registration statement for face-amount certificate companies | Apr 28, 2017 | Open Registration statement for face-amount certificate companies in HTML.Open Registration statement for face-amount certificate companies in DOC file.Open Registration statement for face-amount certificate companies in PDF file.Open Registration statement for face-amount certificate companies in XLS file. |
| UPLOAD | Correspondence from the SEC to the Filer | Apr 21, 2017 | Open Correspondence from the SEC to the Filer in HTML.Open Correspondence from the SEC to the Filer in DOC file.Open Correspondence from the SEC to the Filer in PDF file.Open Correspondence from the SEC to the Filer in XLS file. |
| DRSLTR | DRSLTR | Mar 31, 2017 | Open DRSLTR in HTML.Open DRSLTR in DOC file.Open DRSLTR in PDF file.Open DRSLTR in XLS file. |
| DRS/A | DRS/A | Mar 31, 2017 | Open DRS/A in HTML.Open DRS/A in DOC file.Open DRS/A in PDF file.Open DRS/A in XLS file. |
| UPLOAD | Correspondence from the SEC to the Filer | Feb 9, 2017 | Open Correspondence from the SEC to the Filer in HTML.Open Correspondence from the SEC to the Filer in DOC file.Open Correspondence from the SEC to the Filer in PDF file.Open Correspondence from the SEC to the Filer in XLS file. |
| DRS | DRS | Jan 11, 2017 | Open DRS in HTML.Open DRS in DOC file.Open DRS in PDF file.Open DRS in XLS file. |
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